— Always nearby…CAPITAL Bank.

Responsible lodging and servicing the securities on the clients’ accounts are confidential, quick and qualitative! The Depositary Department of PJSC “JSCB “CAPITAL” performs its activity on the basis of the license issued by the Securities and Stock Market State Commission of Ukraine.

Depositary Department of PJSC “JSCB “CAPITAL”

Our principal functions:

• opening of a securities account;
• responsible lodging of securities issued in a certified and uncertified forms;
• servicing of an issuer’s securities;
• rendering services for issuers when transferring the entire emission into an uncertified form of securities;
• rendering services of a depository when performing clearing operations in the organized markets (First Stock Trading System, Stock Exchanges);
• security servicing;
• rendering various information and consulting services.

Operations performed when lodging securities:

• acceptance of securities;
• lodging bearer securities;
• lodging certificates for securities immobilization;
• displacement of security certificates and immobilization certificates;
• issuing securities certificates to the holder.

Operations performed when servicing an issuer’s operations for securities issued by him:

• repurchase (an issuer’s purchase of securities issued by him);
• splitting;
• consolidation;
• conversion;
• cancellation;
• redemption;
• payment of security interests transferred by the issuer.

When servicing securities circulation, we perform securities accounting including the following operations:

• deposit of securities;
• withdrawal of securities;
• transfer of securities on accounts including transfer of securities on a “delivery versus payment” principle;
• rendering a wide range of services for blocking operations under various obligations, etc.;
• displacement of clients’ securities.

Procedure for opening a securities account:

Have you decided to open a securities account with PJSC “JSCB “CAPITAL”?

Please, provide the Depositary Department of PJSC “JSCB “CAPITAL” with the following documents, according to the “Regulation on Depositary Operations”:

• request for a securities account opening (Depository’s form) reference No. 1;
• legal entity questionnaire (Depository’s form) reference No. 2;
• certified copy of the certificate of the state registration of a legal entity;
• certified copy of the certificate of the registration of a legal entity with the Unified State Register of Enterprises and Organizations of Ukraine;
• certified copy of the statutory documents;
• copy of the record about appointing the chief officer of a legal entity certified by the chief officer;
• power of attorney of the securities account holder issued and signed by the chief officer of a legal entity and certified with the seal of this legal entity if the account holder is not the chief officer of the legal entity;
• original or properly certified copy of the document containing the information about the bank details of the current account and the number of the account of the legal entity;
• card with the signature samples of the securities account holders and the seal impression certified by the chief officer of the legal entity; reference No. 4;
• agreement for securities account opening (Depository’s form) reference No. 3;
• questionnaire of the natural person certified and signed by the persons authorized to maintain the securities account (Depository’s form) reference No. 5;
• copy of the passport of the natural person (account holder) and of the certificate of the identification code assignment (certified by the natural person).